Live ClassSeries 63 Live Class

The Solomon Series 63 Live Web Class gives you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. In this 2-day intensive course, a Solomon content expert leads you step-by-step through the Series 63 concepts that are most valuable in helping you pass your exam.

The Solomon Series 63 Live Web Class covers these important exam topics:

  • Federal securities laws
  • Registration of broker-dealers and agents
  • Regulation of securities and issuers, Canadian broker-dealers, registration of investment advisers and investment adviser representatives
  • Registration of federal-covered-advisers, registration of persons
  • Registration of securities, exempt securities
  • Remedies and administrative provisions, offers and sales
  • Recordkeeping, net worth/capital requirements, business practices
  • Ethical practices and fiduciary obligations
  • Compensation, custody, prudent investor standards, suitability
  • Conflicts of interest and other fiduciary issues