FINRA Makes Changes to Series 7 Exam Outline

FINRA made changes to its Series 7 General Securities Representative Exam outline. These modifications are mostly minor and include replacing Continue reading

FINRA made changes to its Series 7 General Securities Representative Exam outline. These modifications are mostly minor and include replacing the term “specialist” with “specialist/designated market maker (DMM),” updated short sale requirements, adding the Electronic Municipal Markets Access and various FINRA/NASD/NASDAQ rule updates.

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