Testimonial Tuesday: August 25, 2015 Edition
“I paid for the best package (Series 63 Total Study Package), and it was well worth the money! I would use it again!” Continue reading
Tag: Series 63
Study Question of the Month – April
This month’s study question from the Solomon Online Exam Simulator question database is now available. Relevant to the Series 63, 65, and 66. –ANSWER POSTED– Continue reading
This month’s study question from the Solomon Online Exam Simulator question database is now available.
***Submit your answer to info@solomonexamprep.com to be entered to win a $10 Starbucks gift card.***
Question (Relevant to the Series 63, Series 65, and Series 66):
Jenny is an administrative assistant who mans the phones over the lunch hour for a broker-dealer. She occasionally takes orders while the sales staff is on lunch, but does not solicit orders. She is not compensated directly for the orders she takes. Which of the following is true under the Uniform Securities Act?
Answers:
A. Jenny does not need to register if she only takes unsolicited orders.
B. Jenny does not need to register since her job function is mostly clerical in nature.
C. Jenny needs to register as an agent for the broker-dealer.
D. Jenny does not need to register because she is not compensated for the orders she takes.
Correct Answer: C. Jenny needs to register as an agent for the broker-dealer.
Rationale: Even though Jenny’s job is clerical in nature, if she takes orders, even unsolicited orders, she must register as an agent for the broker-dealer. Interestingly, she is allowed to read off bond quotes or stock prices over the phone and she may access account information without having to register as an agent.
Congratulations! This month’s winner is Jessi B.
Weekly study questions are from Solomon’s industry-leading Online Exam Simulator.
Testimonial Tuesday: February 10, 2015 Edition
“I passed my Series 63 today with an 85% and Series 6 two weeks back with an 80%…” Continue reading
“I passed my Series 63 today with an 85% and Series 6 two weeks back with an 80%. I was very nervous, but studying was made easy with Solomon Exam Prep; their simple Plain English explanations helped fight that legalese on the Series 63 especially. I totally owe this to the Solomon team, their awesome question bank, and friendly staff. “Ask the Professor” is prompt in answering all your queries. I’m definitely recommending their program to my employer.”
-Priya R., PA
— Read more reviews here: Solomon Exam Prep Reviews —
Testimonial Tuesday: October 21, 2014 Edition
“I’ve been using Solomon Exam Preparation materials for my last four Series tests: the Series 82, Series 63, Series 79 and just recently the Series 7. My scores on these tests were 88, 90, 88 and 90…” Continue reading
“I’ve been using Solomon Exam Preparation materials for my last four Series tests: the Series 82, Series 63, Series 79 and just recently the Series 7. My scores on these tests were 88, 90, 88 and 90. The Solomon texts were comprehensive and easy to read; everything you need to know is in there. But there is so much material that these exams cover that you have to read the texts several times over and take as many practice quizzes and tests as you can until you score in the mid 80’s. Then go in for the test. That’s what I did. I went in scoring in the mid 80’s on practice exams and “peaked” at higher scores while taking the actual tests. You can’t do any better than Solomon. I highly recommend them.”
-Michael McGregor, FOCUS Investment Banking, Charlotte, NC
Read more reviews here: Solomon Exam Prep Reviews
Portland, OR – Live, Series 6 & 63 Class this September
Solomon Exam Prep will be holding a “crash course” for the Series 6 & Series 63 this September. Taught by Professor Karen Solomon, this class will cover the major topics that will be encountered on these exams. Enroll now and reserve your spot in class. Continue reading
Looking for a Live, Series 6 and/or Series 63 Class? Look no further!
Solomon Exam Prep will be holding a “crash course” for the Series 6 & Series 63 this September. Taught by Professor Karen Solomon, this class will cover the major topics that will be encountered on these exams. Enroll now and reserve your spot in class. The Live-Class Package for the Series 6 & 63 also includes access to our Digital Exam Study Guide and Online Exam Simulator. Class dates and times are:
Tuesday, September 9 – 10:00 AM – 3:00 PM
Wednesday, September 10 – 10:00 AM – 3:00 PM
Thursday, September 11 – 10:00 AM – 3:00 PM
Classes will be held across the street from Solomon Exam Prep at the George Fox Portland Center:12753 SW 68th Ave, Portland, OR 97223.
Testimonial Tuesday: June 17, 2014 Edition
“I used the Solomon Series 63 prep and passed with confidence. I highly recommend following the 10 day study plan.” Continue reading
“I used the Solomon Series 63 prep and passed with confidence. I highly recommend following the 10 day study plan.” -Melissa, Spokane, WA
Read more reviews here: Solomon Exam Prep Reviews
Series 6 & 63 Live Class in Portland!
Solomon Exam Prep is happy to announce that we are hosting a Series 6 & Series 63 live, in-person class with Professor Solomon. Continue reading
Do you live in the Portland area? Solomon Exam Prep is happy to announce that we are hosting a Series 6 & Series 63 live, in-person class with Professor Solomon. This “crash course” will be over the course of 3 days, from Monday, June 23 – Wednesday, June 25th. Here is the breakdown:
Monday, June 23
10:00-12:00| Series 6 CLASS
12:00-1:00| LUNCH BREAK
1:00-3:00| Series 6 CLASS
Tuesday, June 24
10:00-12:00| Series 6 CLASS
12:00-1:00| LUNCH BREAK
1:00-3:00| Series 6 CLASS
Wednesday, June 25
10:00-12:00| Series 63 CLASS
12:00-1:00| LUNCH BREAK
1:00-3:00| Series 63 CLASS
Classes will be held across the street from Solomon Exam Prep at the George Fox Portland Center: 12753 SW 68th Ave, Portland, OR 97223. All interested students should give us a call at 503.601.0212 to reserve their spot before the class fills up!
Testimonial Tuesday: March 18, 2014 Edition
“My thanks to everyone at Solomon for their commitment to my success in passing Series 63…” Continue reading
“My thanks to everyone at Solomon for their commitment to my success in passing Series 63. Karen Solomon was always quick to respond to me, advise me and clarify material for me. I had great take away from Bob Pisani’s class and I know his presentation influenced my exam score of 83!”
-Mary Sutter, Houston, TX
Read more reviews here: Solomon Exam Prep Reviews
Testimonial Tuesday: February 18, 2014 Edition
“…Thanks again for all the help and good quality material that your company has…” Continue reading
“I thought you might appreciate knowing that I passed the test with a 90 today. Thanks again for all the help and good quality material that your company has. I am very glad to have used your materials and will certainly refer others to Solomon Exam Prep. (Series 6 & 63)” -Matthew Baird, Gloversville, NY
Read more reviews here: Solomon Exam Prep Reviews
Testimonial Tuesday: February 4, 2014 Edition
“I took 2500+ questions in your simulator and I passed the Series 63 on my first attempt. Your practice exams are fantastic!!!!!” Continue reading
“I took 2500+ questions in your simulator and I passed the Series 63 on my first attempt. Your practice exams are fantastic!!!!!” -Paul Jezek, Denver, CO
Read more reviews here: Solomon Exam Prep Reviews