SIE Live Classes
Learn important concepts from a live instructor to help you pass your FINRA Securities Industry Essentials (SIE) exam.
Next SIE Live Web Class
December 6 – December 10
Monday – Friday
12:00 pm – 3:15 pm ET
Why take a Solomon Live Class?
Solomon Live Web Classes give students the opportunity to supplement their studying with live instruction from Solomon content professionals. Enjoy in-depth, live explanations, ask follow up questions, and hear relevant questions from fellow students.
- Learn Anywhere: Take classes online via computer, tablet, or smart phone.
- Learn Anytime: Class recordings are available for 15 days after the class ends.
- Common Stock
- Preferred Stock, Warrants, Rights and ADRs
- Bonds and Yields
- Types of Bonds
- Treasury Securities, ABS, CMOs, and Munis
- Mutual Funds and Other Investment Companies
- Life Insurance Products and Municipal Fund Securities
- Options, Partnerships, Hedge Funds, and Private Placements
- Customer Disclosures & Taxation
- Underwriting, Issuing, and Registering Securities
- Exemptions from Registration & Types of Broker-Dealers
- Markets, Financial Institutions, and Clearance & Settlement
- Economic Factors and Business Cycles
- Tools of Government Policy and International Factors
- Opening an Account & Types of Accounts
- Cash and Margin Accounts
- Order Processing
- Handling Corporate Actions, Account Compliance, and SIPC Rules
- Prohibited Activities and Trading Rules
- FINRA Conduct Rules
- FINRA Membership
Number of Sessions: 5
Session Length: 3 hours + one 15-minute break
WATCH SAMPLE CLASS
WHAT is the SIE?
Solomon SIE Resources
Solomon Exam Prep has been on the cutting edge of providing innovative resources for those studying for the SIE including study guides, exam simulators, on-demand video lectures, audiobooks, digital flashcards, and Pass Probability™ scores. A full list of what Solomon offers for SIE students, as well as samples, can be found by clicking the following button.