Solomon Approved as Investment Adviser Representative CE Provider

As a leader in securities exam prep, Solomon Exam Prep will offer courses for IARs to complete the new NASAA IAR CE requirement. Continue reading


If you’re an Investment Adviser Representative (IAR) who will need to complete the new North American Securities Administrator Association (NASAA) IAR Continuing Education (CE) requirement starting in 2022, Solomon Exam Prep is an approved IAR CE provider! Solomon will be launching several of its planned CE courses soon.

What is the NASAA IAR CE requirement? 

Starting in 2022, investment adviser representatives will be subject to a requirement that broker-dealer representatives have long been familiar with: Continuing Education. These courses are designed to keep a financial professional up to date on industry developments, current regulations, and ethical standards. Every IAR registered in a jurisdiction that adopts the NASAA model rule will be subject to its CE requirements. The mandatory CE program will apply to all registered IARs of both state-registered and federal-covered investment advisers. IARs will be required to meet the CE requirements of any state in which the IAR is registered. These requirements mandate: 

    • 12 credits of CE coursework per year. One credit is at least 50 minutes of instruction.
    • Courses may be in person or online.
    • 6 of the 12 credits must be about product knowledge and industry practices. NASAA calls this Products and Practices Continuing Education. IARs who are dually registered as broker-dealer agents are exempt from the Products and Practices CE if they complete their FINRA CE requirements.
    • The other 6 credits must be about ethical and regulatory obligations. At least 3 of these must be specifically about ethics. NASAA calls this Ethics and Professional Responsibility Continuing Education.
So far, the following states have adopted the IAR CE requirement for 2022: 
    • Maryland
    • Mississippi
    • Vermont 

Adoption of the IAR CE requirement is pending in Michigan, Nevada, and Wisconsin, but implementation may not occur until January 1, 2023. For the latest information on which states have adopted the requirement, see the NASAA website or the Solomon IAR CE webpage

For more information about NASAA IAR Continuing Education, see these FAQs.

Solomon IAR CE Courses

Solomon Exam Prep will soon be launching its on-demand IAR CE courses, which will be available individually or as part of a full membership to the entire course library. IARs who are required to complete CE in 2022 will be able to take all the required 12 credits of CE coursework via the Solomon website.

Solomon has helped thousands of IARs pass their NASAA licensing exams with our innovative learning system, including the Series 63, Series 65, and Series 66. We are extending the same level of commitment to delivering quality IAR CE courses, and we look forward to supporting IARs as they navigate this new CE requirement.
Photo of Jeremy Solomon
Jeremy Solomon
Solomon president and co-founder

Disclaimer: NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions. 

Be sure to get the latest updates about Solomon’s IAR CE courses by joining our email list! Sign up on the  Solomon website here or click the button below.

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