Live Classes

Learn from an instructor in real time from the comfort of your own home or office.

Learn from Experts

Solomon Exam Prep’s live web classes give you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. Our instructors are experts and focus their classes on the aspects that will be most valuable in helping you pass your exam.

Learn Anywhere

Classes are taken online via computer, tablet or smart phone. Internet access is required. The sessions are recorded and made available for later viewing in the event your schedule prevents you from attending all of the sessions.

Learn Anytime

Live Web Classes are recorded and will be made available to paid students for 15 days after the class ends.

Learn Anything

Monthly SIE, Series 6, Series 7, Series 63, Series 65, and Series 66 classes available. Other series classes are available on request if minimum class size is met.

SIE Exam

Securities Industry Essentials® Exam

Number of Sessions: 5
Session Length: 3 hours + one 15-minute break

  • Common Stock
  • Preferred Stock, Warrants, Rights and ADRs
  • Bonds and Yields
  • Types of Bonds
  • Treasury Securities, ABS, CMOs, and Munis
  • Mutual Funds and Other Investment Companies
  • Life Insurance Products and Municipal Fund Securities
  • Options
  • Options, Partnerships, Hedge Funds, and Private Placements
  • Risks
  • Customer Disclosures & Taxation
  • Underwriting, Issuing, and Registering Securities
  • Exemptions from Registration & Types of Broker-Dealers
  • Markets, Financial Institutions, and Clearance & Settlement
  • Economic Factors and Business Cycles
  • Tools of Government Policy and International Factors
  • Opening an Account & Types of Accounts
  • Cash and Margin Accounts
  • Order Processing
  • Handling Corporate Actions, Account Compliance, and SIPC Rules
  • Prohibited Activities and Trading Rules
  • FINRA Conduct Rules
  • FINRA Membership

$149.95

Series 6

Investment Company and Variable Contracts Products Representative Exam

Number of Sessions: 4
Session Length: 3 hours + one 15-minute break

  • Securities Registration
  • Communications
  • Client Accounts
  • Retirement Plans
  • Equity Securities
  • Debt Securities
  • Taxation
  • Options
  • Investment Companies
  • Annuities
  • Portfolio Management and CAPM
  • Investment Goals
  • Securities Analysis
  • Completing and Confirming Transactions

$149.95

Series 7

General Securities Representative Exam

Number of Sessions: 5
Session Length: 3 hours + one 15-minute break

  • Equity Securities
  • Debt Securities
  • Municipal Securities
  • The Taxation of Debt and Equity Securities
  • Options
  • Investment Companies
  • Alternative Investments
  • Annuities
  • Securities Markets
  • Securities Analysis
  • CAPM and Portfolio Strategies
  • Making Investment Recommendations
  • Communications with the Public
  • Issuing Securities in the Primary Market
  • Business Conduct Rules
  • Customer Accounts
  • Margin Accounts
  • Retirement Plans and Education Savings Accounts
  • Trading in the Secondary Market
  • Securities Industry Regulations

$199.95

Series 63

Uniform Securities Agent State Law Exam

Number of Sessions: 2
Session Length:
Session 1 – 1.5 hours;
Session 2 – 3.25 hours.

  • Federal Securities Laws
  • Registration of Broker-Dealers and Agents
  • Regulation of Securities and Issuers, Canadian Broker-Dealers, Registration of Investment Advisers and Investment Adviser Representatives
  • Registration of Federal-Covered-Advisers, Registration of Persons
  • Registration of Securities, Exempt Securities
  • Remedies and Administrative Provisions, offers and Sales
  • Recordkeeping, Net Worth/Capital Requirements, Business Practices
  • Ethical Practices and Fiduciary Obligations
  • Compensation, Custody, Prudent Investor Standards, Suitability
  • Conflicts of Interest and Other Fiduciary Issues

$99.95

Series 65

Uniform Investment Adviser Law Exam

Number of Sessions: 5
Session Length:
Session 1 – 3.5 hours + one 15-minute break;
Sessions 2–5 – 3 hours + one 15-minute break;

  • Business Cycles and Economic Factors
  • Fundamental Analysis
  • Types of Risk
  • Equity and Debt Securities
  • Investment Companies
  • Discounted Cash Flow
  • Derivatives
  • Alternatives and Insurance Products
  • Clients and Client Profiles
  • Capital Market Theory, Portfolio Management, and Taxation
  • Taxation of Debt and Equity Securities
  • Retirement Plans, ERISA, Special Accounts
  • Trading and Performance Measures
  • Regulations of Securities Professionals
  • Regulations of Securities and Issuers
  • Remedies and Administrative Provisions
  • Recordkeeping Requirements
  • Net Worth/Net Capital Requirements
  • Business Practices for IAs and IARs
  • Performance-based fees
  • Wrap fees
  • Custody
  • Communication with Clients and Prospects
  • Compensation and Client Funds
  • Conflicts of Interest

$199.95

Series 66

Uniform Combined State Law Exam

Number of Sessions: 5
Session Length: 3 hours + one 15-minute break

  • Business Cycles and Economic Factors
  • Fundamental Analysis
  • Types of Risk
  • Equity and Debt Securities
  • Investment Companies
  • Discounted Cash Flow
  • Derivatives
  • Alternatives and Insurance Products
  • Clients and Client Profiles
  • Capital Market Theory, Portfolio Management, and Taxation
  • Taxation of Debt and Equity Securities
  • Retirement Plans, ERISA, Special Accounts
  • Trading and Performance Measures
  • Regulations of Securities Professionals
  • Regulations of Securities and Issuers
  • Remedies and Administrative Provisions
  • Recordkeeping Requirements
  • Net Worth/Net Capital Requirements
  • Business Practices for IAs and IARs
  • Performance-based fees
  • Wrap fees
  • Custody
  • Communication with Clients and Prospects
  • Compensation and Client Funds
  • Conflicts of Interest
  •  

$199.95

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