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Relevant to the Series 50
Which of the following would be required to register as a municipal advisor?
I. A broker-dealer providing advice to a municipal advisor rather than directly to the municipality
II. An underwriter advising a municipality to meet continuing disclosure requirements for a bond issue for which the underwriter is not engaged
III. A bank encouraging a municipality to take out a direct loan
IV. An investment adviser providing advice about investing in municipal derivatives
A. I and IV
B. II and III
C. I and III
D. II and IV