Registration Alert: Oregon Investment Advisors Must File Electronic IARD

As of January 1, 2011, new and renewing investment advisory firms and investment advisor representatives must file electronically through the Continue reading

As of January 1, 2011, new and renewing investment advisory firms and investment advisor representatives must file electronically through the Investment Advisor Registration Depository (IARD). Also, as of January 1, 2011, in Oregon it is mandatory to file the new Part 2 of Form ADV.

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