As of January 1, 2011, new and renewing investment advisory firms and investment advisor representatives must file electronically through the Investment Advisor Registration Depository (IARD). Also, as of January 1, 2011, in Oregon it is mandatory to file the new Part 2 of Form ADV.
Registration Alert: Oregon Investment Advisors Must File Electronic IARD
As of January 1, 2011, new and renewing investment advisory firms and investment advisor representatives must file electronically through the Continue reading