Series 24: 2.2.1.2. Use Of Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 24 Online Guide

2.2.1.2. Use of Manipulative, Deceptive, or Other Fraudulent Devices

FINRA prohibits member firms from transacting in securities by means of manipulative, deceptive, or other fraudulent devices. The prohibition includes purposefully making any untrue statement of a material fact or omitting a material fact when discussing a particular investment. This broad rule has been used over the years to address a wide range of

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Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

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