Series 14: 4.4.2. Reserve Bank Account

Taken from our Series 14 Online Guide

4.4.2. Reserve Bank Account

The customer protection rule also restricts the use of customer cash or margin securities to activities directly related to financing customer securities purchases. A firm cannot use customer property for its own operations without customers

Since you're reading about Series 14: 4.4.2. Reserve Bank Account, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 14
Please Enable Javascript
to view this content!