Series 66: 4.1.1 Individual And Joint Accounts

Taken from our Series 66 Online Guide

4.1.1  Individual and Joint Accounts

Individuals refer to natural persons. When opening an account, an individual is someone who is over the age of 18, alive, and not mentally incompetent. Anyone who doesn’t fit into that definition cannot open an investment advisory account. These types of clients might include couples saving for retirem

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