Series 65: Exercise

Taken from our Series 65 Online Guide


Choose IA or not an IA.

1. _____ Jim, who works for Your Interest, a firm that receives compensation for giving investment advice.

2. _____ Silvia, who teaches a course at a community college that includes several classes focused on general strategies for financial investment.

3. _____ Valued Services, a broker-dealer firm that pays its employees a commission for securities traded as well as occasional compensation for giving advice on which investments are best suited for clients’ portfolios.

4. _____ Investments Publishing, the publisher of a subscription-based interactive website with a component that allows investors to enter personal information and receive advice that matches their needs.

5. _____ Beth, an agent for Security Group, who gives investment advic

Since you're reading about Series 65: Exercise, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!