Series 54: Automatic Exemptions

Taken from our Series 54 Online Guide

Automatic Exemptions

Dealers and municipal advisors prohibited from engaging in business under this rule may qualify for an automatic exemption from the rule if the following three requirements are met:

1.The dealer or advisor discovered the triggering political contribution within four months of the date of the co

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Automatic Exemptions, you might also be interested in:

Series 66 - Trading Authorization

Series 7 - 12.1.5.3. Selected Dealers Agreement (Selling Group Agreement)

Series 79 - Sector-Specific

Series 66 - 2.4 Debt Securities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

I passed the Series 6 (on my first attempt) with help from Solomon Exam Prep. The audio study book and online exams were the most beneficial tools for me, and would highly recommend Solomon to all of my Allstate colleagues.

Shy Singleton, Allstate, Jacksonville, Florida

I successfully passed the test [Series 65] thanks to you guys!!!!

Chad Cook, Old West Investment Management, Los Angeles, CA

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI

I just passed the series 24! It is, by far, the hardest test that I have ever taken. I had failed it 4 times using other study materials. I have never felt more defeated! Solomon Exam Prep is the best! I took over 154 practice tests...without seeing the same question twice. I was able to finally grasp the material and passed! My only regret is that I did not use the Solomon Exam Prep on my first attempt!

Bill Harpe, Capital Choice. Greensboro, GA

Thanks to Solomon, the 79 went smoothly. Your materials were phenomenal in my preparation.

Nate Nead, InvestmentBank.com, Seattle, WA