Series 50: Form G-37 Quarterly Reports

Taken from our Series 50 Online Guide

Form G-37 Quarterly Reports

Form G-37 must include the following information:

Name and title of each official and political party receiving contributions, listed by state

Identity of each contributor controlled by the dealer, advisor, MFP, or MAP and the amount paid

For contributions to bond ballot campaigns, the following information must be declared:

»The official name and the jurisdiction of each bond ballot campaign receiving contributions

»The contribution amount, date of contribution, and category of the contributor (dealer, advisor, MFP, MAP, non-MFP executive officer, non-MAP executive, PAC)

»Full description of the result of the bond ballot campaign

»List of issuers with which the municipal securities dealer or advis

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