Series 79: Private Placement Process

Taken from our Series 79 Top-off Online Guide

Private Placement Process

  1. 1. Issuer and Placement Agent (e.g., investment bank) sign placement agent agreement
  2. 2. Placement agent helps determine structure of private placement; placement agent helps draft private placement memorandum and conducts due diligence; placement agent identifies potential investors
  3. 3. Placement agent makes preliminary inquiries/distributes teaser to potential investors
  4. 4. Investors who are interested sign confidentiality agreement
  5. 5. Investors who sign confide

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