Series 79: Private Placement Process

Private Placement Process

1. 1. Issuer and Placement Agent (e.g., investment bank) sign placement agent agreement
2. 2. Placement agent helps determine structure of private placement; placement agent helps draft private placement memorandum and conducts due diligence; placement agent identifies potential investors
3. 3. Placement agent makes preliminary inquiries/distributes teaser to potential investors
4. 4. Investors who are interested sign confidentiality agreement
5. 5. Investors who sign confide