Series 6: 7.5.1.5. Disclosure Of Compensation And Other Fees

Taken from our Series 6 Top-off Online Guide

7.5.1.5.  Disclosure of Compensation and Other Fees

Any fees charged must be disclosed to all customers. These fees include the types of compensation fees discussed below, as well as any other fees associated with an account, such as 12b-1 f

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