Series 6: 2.2.8.2. Trading Authority

Taken from our Series 6 Top-off Online Guide

2.2.8.2. Trading Authority

The owner of an individual account can give permission to another individual to trade in his account. This is called trading authority, and it may be given to any authorized third-party. Trading authority gives the third-party authority to buy and sell securities or make inquiries concerning the owner’s account. Trading authority actions must align with th

+ Read More

More Series 6 Info

What are people saying?

Create an Account

Since you're reading about Series 6: 2.2.8.2. Trading Authority, you might also be interested in:

Series 65 - Chapter 3 Practice Question Answers

Series 24 - Expungement of Customer Dispute Information

Series 63 - 3.3.3. Other Penalties and Liabilities

Series 65 - Other Custodial Accounts

Series 52 - Rule G-47—Time of Trade Disclosure

Series 6 - 7.4.1. Fundamental Analysis

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I utilized the Solomon SIE and Series 6 Top-Off study guide package. I passed on the first time by following the exact recommendations. While the test is different than the study exam questions it covers the content in a detailed way preparing you to successfully pass the exam. Great product and customer service!

Michael Gehrich, Allstate Insurance, Ft Myers, FL

I have now used Solomon for the SIE, series 6, and 63. I am ordering my 7 materials now. The structure and resources are right on target. The practice exams are more difficult than the exam which makes taking the exam much easier. I give all of the credit to Solomon for my 100% pass rate so far. I recommend Solomon to all of my coworkers.

Alex Coyne, Northwestern Mutual. Pensacola, FL

Thanks so much for your great product. I recently used for the Series 6 and took a month to study and passed. I previously used another provider and didn't pass.

K Francis, Allstate, Sugar Land,TX

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

I have used Solomon exam prep for the 6/63 and was able to pass on the first try. Now I’m taking the 65 and hope to do the same. I’ve used other recommended exam prep courses and came back to Solomon for the 65 because of ease of use. I would recommend Solomon to anyone that is in need of a securities exam. All the content is laid out in an easy to follow way.

Antonio Mendoza, State Farm. Santa Maria , CA.