Series 26: General Disclosures

Taken from our Series 26 Online Guide

General Disclosures

To qualify as an omitting prospectus, a registered investment company or a business development company must include in its advertisement a statement that:

  • Advises an investor to carefully consider the investment objectives, risks, charges, and expenses of the investment company before investing
  • Explains that the statutory prospectus contains this and other information about the investment company
  • Identifies a source from which an investor may obtain a statutory pr

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