Series 26: Changes Of Ownership Or Control And Material Changes In Business Operation

Taken from our Series 26 Online Guide

Changes of Ownership or Control and Material Changes in Business Operation

The applicant also agrees in the Membership Agreement to provide FINRA with an application for approval at least 30 days in advance of any change in ownership or control, such as a merger with another entity (whether with another

Since you're reading about Series 26: Changes Of Ownership Or Control And Material Changes In Business Operation, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!