Series 3: FOCUS Reports

Taken from our National Commodities Futures Examination

Definition of the term FOCUS Reports...

a series of monthly and quarterly financial reports that broker-dealers must submit to the SEC to comply with its net capital rule.

Since you're reading about Series 3: FOCUS Reports, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 3
Please Enable Javascript
to view this content!