Series 22: Securities Record

Taken from our Direct Participation Programs Representative Exam

Definition of the term Securities Record...

a record that gives information on the owner and physical location of every security held by the firm. It also includes the position (long or short) that each customer and the firm hold in a security.

Since you're reading about Series 22: Securities Record, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 22
Please Enable Javascript
to view this content!