Series 27: Retail Communication

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Retail Communication...

any written communication that will be distributed or made available to more than 25 retail investors within any 30-calendar-day period.

Since you're reading about Series 27: Retail Communication, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 27
Please Enable Javascript
to view this content!