Series 22: Regulation S-P

Taken from our Direct Participation Programs Representative Exam

Definition of the term Regulation S-P...

a set of SEC rules that protects investors from potential identity theft by placing strict requirements on how their private information may be used.

Since you're reading about Series 22: Regulation S-P, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 22
Please Enable Javascript
to view this content!