Series 22: Regulation FD (Fair Disclosure)

Taken from our Direct Participation Programs Representative Exam

Definition of the term Regulation FD (Fair Disclosure)...

a set of 4 SEC rules that requires issuers which have disclosed material, non-public information to certain industry professionals or its own investors to immediately disclose that information to the general public.

Since you're reading about Series 22: Regulation FD (Fair Disclosure), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 22
Please Enable Javascript
to view this content!