Series 6: Regulation D

Taken from our Series 6 - Investment Company Products/Variable Contracts Representative Exam

Definition of the term Regulation D...

a set of SEC rules that allows private placements that meet certain restrictions of offering size or number and type of investor to avoid the standard registration process.

Since you're reading about Series 6: Regulation D, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 6
Please Enable Javascript
to view this content!