Series 27: National Association Of Securities Dealers (NASD)

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term National Association Of Securities Dealers (NASD)...

an SRO that oversaw and regulated the over-the-counter securities until it consolidated with NYSE to become FINRA.

Since you're reading about Series 27: National Association Of Securities Dealers (NASD), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 27
Please Enable Javascript
to view this content!