Series 63: Front-running

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Front-running...

effecting transactions in a sequenced manner, for both a customer and oneself or one’s firm, in a way that results in the professional or firm getting a better price.

Since you're reading about Series 63: Front-running, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 63
Please Enable Javascript
to view this content!