Series 79: Due Diligence Checklist

Taken from our FINRA Investment Banking Exam

Definition of the term Due Diligence Checklist...

a general guide to due diligence tasks that must be performed for a particular offering or transaction. It may be tailored to the industry sector of the company on which due diligence is being performed.

Since you're reading about Series 79: Due Diligence Checklist, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!