Series 99: Discount Brokerage

Taken from our Series 99 - FINRA Operations Professional Qualification Examination

Definition of the term Discount Brokerage ...

a brokerage that executes buy and sell orders but provides little or no investment advice or research services. As a result, it charges lower commissions than full-service brokers.

Since you're reading about Series 99: Discount Brokerage , you might also be interested in:

Solomon Exam Prep Study Materials for the Series 99
Please Enable Javascript
to view this content!