Series 53: Rule G-25

Taken from our Series 53 - MSRB Municipal Securities Principal Qualification Exam

Definition of the term Rule G-25...

MSRB rule that prohibits broker-dealers from making “improper use of municipal securities or funds held on behalf of another person.” The rule also stipulates that broker-dealers may not guarantee customers against loss or share in their profits or losses.

+ Read More

More Series 53 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 53!

Since you're reading about Series 53: Rule G-25, you might also be interested in:

Series 66 - Employee Retirement Income Security Act (ERISA)

Series 26 - exchange

Series 28 - Municipal Securities Rulemaking Board (MSRB)

Series 65 - accelerated depreciation

Series 65 - back-end sales charge

Series 28 - written supervisory procedures (WSPs)

Series 7 - Uniform Comparison Form

Series 65 - foreign stock funds

Series 24 - margin call

Series 66 - exchange-traded fund (ETF)

Series 79 - marketable security

Series 24 - floor brokers

Series 6 - beneficiary

Series 66 - cost of goods sold (COGS)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my Series 53! The study material from Solomon was a tremendous help. Thank you.

Denise S.

Passed the 52 and 53 within two months thanks to the clarity of Solomon's materials. Great product!

Jonathan Bowman, Raymond James. Ennice, NC

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA

I utilized a competitor's product and failed the first time I took the Series 53. It wasn't from the lack of studying. After researching what other courses to buy, I luckily found Solomon. The exam material was up to date and the practice exams were much more challenging than the other program. I would highly recommend Solomon and plan on utilizing them if I should have to take another exam. Thank you.

Andrew Shubert, Craft Capital Management, Garden City, NY

Passed 53, Thanks for your help and study materials, study guide and exam simulators were excellent on test preparation for the Series 53. When one applies the time with your materials, a positive outcome can be achieved . Thanks too for answering my question/questions over the weekend.

Tim Milani, Barrington, IL

I passed my Series 53!! After using another well known company and not having success; Solomon's study material was accurate, clear, and easily laid out to help understand the sequence of events for Municipals. Would recommend Solomon to anyone! Thanks

Christina Caldwell, Cambridge Investment Research, Kansas City, MO