Series 66: National Securities Markets Improvement Act (NSMIA) Of 1996

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term National Securities Markets Improvement Act (NSMIA) Of 1996...

legislation passed by Congress that created the class of “federal covered securities” exempt from state registration. The act also prohibited states from enacting licensing qualifications for securities professionals that exceed federal requirements related to net capital, bonding, and recordkeeping.

+ Read More

More Series 66 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 66!

Since you're reading about Series 66: National Securities Markets Improvement Act (NSMIA) Of 1996, you might also be interested in:

Series 50 - current yield

Series 27 - unobservable inputs

Series 6 - education savings bond program

Series 66 - restriction

Series 63 - federal covered security

Series 24 - prospectus supplement

Series 79 - distribution compliance period

Series 52 - second market

Series 22 - corporation

Series 79 - Treasuries

Series 6 - preliminary official statement

Series 65 - conversion

Series 27 - self-regulatory organization (SRO)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH

Karen and Team Solomon, thank you so much for all your support. Your Series 7 program was easy to understand. The "Ask the Professor" was invaluable for the Series 66. You are the program of choice for our office.

Kirk, PA

I sat for the Series 66 on March 16th. I got an 85. I give all kudos to Solomon. The study materials were excellent.

William Crull, Metairie, LA

I could not have passed [the Series 66] without your very comprehensive program. Thanks!

Arthur Almassy, Scottsdale, AZ

Passed the Series 66 on my first attempt. I thought the exam simulator was perfect. The material gave me the confidence I needed going into test day. I will only use Solomon for any other exams I take in the future. Thank you!

Brendan Halick, David White & Associates, Walnut Creek, CA

I passed the Series 79, 7, and 66 thanks to your study guides. I scored an 85, 81 and 82, respectively. The exam simulator was highly useful and great preparation. I glossed over material I knew and really prepped topics related to laws and ethics, which these study guides effectively described and tested. I highly recommend Solomon!

Sean M, New York, NY