Series 65: National Securities Markets Improvement Act (NSMIA) Of 1996

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term National Securities Markets Improvement Act (NSMIA) Of 1996...

legislation passed by Congress that created the class of “federal covered securities” exempt from state registration. The act also prohibited states from enacting licensing qualifications for securities professionals that exceed federal requirements related to net capital, bonding, and recordkeeping.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 65!

Since you're reading about Series 65: National Securities Markets Improvement Act (NSMIA) Of 1996, you might also be interested in:

Series 27 - reverse repurchase agreement

Series 7 - disclosure

Series 50 - financial advisor

Series 51 - red herring

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to thank you for your help several weeks ago. The practice questions were very helpful. I passed the exam (Series 65) on the first try with a solid score.

Alan Heacock, LPL Financial, Bedford, NH

I took the exam three days after we spoke. I had to drive 75 miles to the test center. I finished the exam in a little under two hours and did not want to second guess myself in changing any of my answers. Upon completion of the exam, and subsequent grading I saw a 65 on the screen and I couldn't believe I did so poorly. However, the 65 I saw stood for the Series 65 not my grade and several lines below was my grade which was an 87. Thus I passed with a minimum amount of study looking over your online exam simulator. The questions were very similar to your review questions and I am sure that a candidate who reviews your questions and understands the application will have no problem passing the exam. Thanks for a great product.

Jeff Dampf

Love Solomon, I tried other companies and the ones I used didn't prepare me. Solomon teaches you the concepts and the practice tests helped me pass my Series 65, 63, and the 6 on my first try. I've had no less than four of my friends use Solomon and they have all had similar success. Work hard with the correct study material and you will have success.

Gerald Barnes, Client One, Peoria, AZ

Your material was great. I took the Series 65 in March [2010] and passed with a 90%.

Mark S., Baker, Vermont

Solomon Exam Prep helped me pass the Series SIE, 63, 65 and 7 exams. The study materials are easy to understand and practice exams were very helpful, especially with the passing probability to gauge my exam readiness. The instructor for all web classes were really worth it as I could get directly answers for my questions. I couldn't have pass these exams without Solomon's help. Thank you!

I passed the exam (Series 65) on the first try only using your study prep. Worked great for me!

Michael Carmody Brentwood, TN