Series 66: Form ADV

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term Form ADV...

the registration form that must be filed by an investment adviser through the federally run Investment Adviser Registration Depository system (IARD). Form ADV includes general information about the adviser, as well as more specific information that would be relevant to a potential customer.

Since you're reading about Series 66: Form ADV, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!