16Jun/120
Exam Alert: NYSE Amex renamed NYSE MKT

Effective May 14, 2012, NYSE Amex was renamed NYSE MKT.  NYSE Amex Options market has retained its name.

NYSE MKT (formerly NYSE Amex) is a market for listing and trading small growth companies.

Source: "NYSE Amex LLC to be renamed NYSE MKT LLC" (NYSE news release)

This alert applies to the Series 7, Series 62, Series 24, Series 65, and Series 66.

Tagged as: , , , , , , Leave a comment
Comments (0) Trackbacks (0)

No comments yet.


Leave a comment


No trackbacks yet.

« Exam Alert: FINRA to implement new communications rules Exam Alert: FINRA prohibits collective action claims from being arbitrated under its Code »

Study Solutions

Series 6 Series 7 Series 24 Series 26 Series 55 Series 62 Series 63 Series 65 Series 66 Series 79 Series 82 Series 99 CFP Life & Health

Subscribe to our blog

Subscribe

Solomon Exam Prep

Solomon Exam Prep, a division of Firstbooks.com, Inc., has helped thousands of financial professionals pass their FINRA and NASAA securities regulatory exams including the Series 7, 6, 63, 65, 24, 26, 79, 99 and 66 exams. The Solomon Exam Prep training system includes exam simulators, live online classes, printed training manuals, audio books, practice questions and smartphone apps to address the learning needs of all kinds of test takers.

Recent Posts

Pages

Blogroll

Site Links

Categories

Tags

communications disclosure Dodd-Frank Exam filing FINRA guidance Guidelines investment adviser Investment Banking iPhone app MSRB NASAA NASD Rule 2210 net worth NYSE Operations Professional Operations Professional Qualification Exam OTC proposed rule public recordkeeping records registration reporting Rule 2111 Rule 5131 SEC Series 6 Series 7 Series 24 Series 26 Series 55 Series 62 Series 63 Series 65 Series 66 Series 79 series 82 Series 99 study materials suitability supervision TRACE transaction reporting
Ask the Professor

This is a customer service or tech support question

Send Cancel

×